Pursuant to the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the Code of Fair Disclosure and Conduct and in terms of Regulation 8 of the SEBI (Prohibition of Insider Trading) Regulations, 2015, the Bank would like to place the attached information on record pertaining to its performance in the quarter ended September 30, 2026.
We wish to inform that ICRA Ratings has re-affirmed [ICRA] AA rating and revised the outlook from Stable to Positive on Long-Term Debt Instruments (Tier-II Bonds) of the Bank: INE949L08459, INE519Q08194, INE519Q08160, INE519Q08178 and INE519Q08186. Further, rating of [ICRA] AA (Outlook: Positive) has been assigned to the Infrastructure Bonds. Rating Rationale in this regard is enclosed herewith.
We submit herewith the details of Analysts/Institutional Investor Meet where the Bank would be participating. Please refer the attachment for details.
We hereby inform that AU Small Finance Bank ('AU SFB') has received RBI's letter dated September 8, 2026 according its approval to ICICI Prudential Asset Management Company Limited ('I-Pru AMC') (along with the schemes of ICICI Prudential Mutual Fund, funds under AIF managed by I-Pru AMC, clients of PMS of I-Pru AMC) to acquire 'aggregate holding' of up to 9.95% of the paid-up share capital or voting rights in AU SFB. The aforesaid approval granted by RBI is subject to compliance with the relevant provisions of the Banking Regulation Act, 1949 and applicable RBI's directions, provisions of the Foreign Exchange Management Act, 1999, regulations issued by Securities and Exchange Board of India, and any other statutes, regulations and guidelines, as applicable.
We hereby inform that the Bank has allotted 4,11,669 equity shares of face value of Rs. 10/- each on September 8, 2026, pursuant to exercise of equivalent number of Employee Stock Options under the ESOPs as per the attached submission.
We wish to inform you that the 31st Annual General Meeting (AGM) of AU Small Finance Bank Limited ('the Bank') was held on Saturday, September 5, 2026 at 03:00 P.M. (IST) through Video Conferencing/Other Audio-Visual means. A summary of the proceedings of AGM is enclosed herewith.
We hereby inform that the Bank has allotted 3,03,613 equity shares of face value of Rs. 10/- each on July 20, 2026, pursuant to exercise of equivalent number of Employee Stock Options under the ESOPs as per the attached submission.